I’m pleased to share that I am now a FINRA-registered representative, holding the Series 79 (Investment Banking) and Series 82 (Private Securities Offerings) registrations.
These registrations have been obtained through a partnership with Finalis, enabling me to formally support investment banking and private placement activities in a registered capacity.
This milestone allows me to continue advising companies, founders, and boards on strategic transactions and capital markets matters within the appropriate regulatory framework.
This post is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities.



